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LexisNexis® Information Professional Update
FINRA posts the disciplinary history of brokerage firms.
To research a brokerage firm, use the same information sources discussed in the "Brokers" entry of this Guide.
For comments, questions and suggestions,
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Copyright 2013 Andrew Zimmerman
Copyright © 2013 LexisNexis, a division of Reed Elsevier Inc. All rights reserved.