7/22/2008 11:35:22 AM EST In this Commentary, author Marvin Pickholz notes that for almost 60 years after the federal securities laws were enacted, the SEC stayed its hand against lawyers, and compliance officers, exce ... Create an account or login to post comments. | Comments (0)
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4/28/2008 2:26:01 PM EST On remand, the Seventh Circuit held in Makor Issues & Rights, Ltd. v. Tellabs, Inc. , 513 F.3d 702 (Jan. 17, 2008), that plaintiff had pled a strong inference of scienter within the ... Create an account or login to post comments. | Comments (0)
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3/14/2008 4:44:36 PM EST As a result of the Gramm-Leach-Bliley (GLB) Act, banks are required to "push out" certain of their securities brokerage activities to registered broker-dealers. In September 2007, th ... Create an account or login to post comments. | Comments (0)
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3/12/2008 7:48:28 AM EST Although the SEC's efforts to directly regulate hedge funds have been thus far unsuccessful, its enforcement program against hedge funds and their investment advisers remains aggressive. Hedge ... Create an account or login to post comments. | Comments (0)
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