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10/27/2009 2:56:31 PM EST
Henry C. Blackiston, Esq.
Posted by Henry C. Blackiston, Esq.
Senior Counsel, Employee Benefits & Executive Compensation Department of Seyfarth Shaw LLP
More than 90 companies have been investigated by federal prosecutors, regulators, or independent board committees for backdating stock option grants. This Commentary expands the discussion by ...
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10/19/2009 4:54:53 PM EST
Steven A. Lauer
Posted by Steven A. Lauer
Lumen Legal
Traditional notions of compliance budgeting no longer apply to today’s rigorous requirements. As a result, the compliance officer needs to make a case for funding, as does every other co ...
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9/30/2009 3:43:26 PM EST
Patrick Santel, Liz Bassett & Rachel Miles
Letters of intent in merger and acquisition transactions may give rise to unintended legal consequences, such as being bound when parties did not intend to be so bound or third parties may be ...
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9/30/2009 1:12:07 PM EST
Edmond J. Curtin
Posted by Edmond J. Curtin
Attorney and Counsellor
The Obama administration presented a 1st phase regulatory reform initiative: the Over-the-Counter (OTC) Derivatives Markets Act of 2009. If enacted, this new law will significantly impact the ...
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9/7/2009 12:03:21 PM EST
Mark Perlow, Gordon Peery, Robert Rosenblum
  The United States Securities and Exchange Commission (SEC) has announced ...
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7/28/2009 3:46:07 PM EST
Richard McGrath
Posted by Richard McGrath
Counsel, Murtha Cullina, LLP
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7/14/2009 3:28:50 PM EST
Sally J. Berens & Benjamin Glickman
Posted by Sally J. Berens & Benjamin Glickman
Associates, Gibson, Dunn & Crutcher LLP
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6/30/2009 4:37:15 PM EST
Mark A. Perry and Indraneel Sur
Posted by Mark A. Perry and Indraneel Sur
Gibson, Dunn & Crutcher LLP
In this commentary, Mark A. Perry and Indraneel Sur of Gibson, Dunn & Crutcher LLP in Washington, D.C., write about the Third Circuit U.S. Court of Appeal’s decision in In re Lord Abbett Mutual Funds Fee Litigation, a decision they contend th ...
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3/23/2009 11:14:22 AM EST
Diane Ambler, Andras Teleki, Brian Johnson
The Securities and Exchange Commission, in a 4-to-1 decision on December 17, 2008, adopted Rule 151A under the Securities Act of 1933, governing index annuities. Under Rule 151A, indexe ...
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3/23/2009 11:05:49 AM EST
Phillip J. Kardis II
Posted by Phillip J. Kardis II
Partner, K & L Gates, LLP
Can the internet handle important tasks like "fair disclosure?" With the release of Commission Guidance on the Use of Company Web Sites, the Securities and Exchange Commission ...
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4/6/2009 1:31:13 PM EST
Jeffrey M. Taylor
Posted by Jeffrey M. Taylor
Partner, Blank Rome LLP
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3/23/2009 11:27:45 AM EST
Jeffrey M. Taylor
Posted by Jeffrey M. Taylor
Partner, Blank Rome LLP
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