9/30/2009 7:17:41 AM EST This treatise, current through October 2009, has been thoroughly revised. Chapter 10, Substantive Appraisal, explains the evolution in the Commission’s application of the substantive tes ... Create an account or login to post comments. | Comments (0)
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2/27/2009 4:46:24 PM EST The most recent release of this publication, which is current through September 2009, features a completely revised chapter on N.Y. state securities regulation, the Martin Act. The Martin Act ... Create an account or login to post comments. | Comments (0)
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3/24/2009 2:50:45 PM EST
The latest release of this treatise, current through September 2009, has been updated to discuss how, in early 2009, the SEC ad ... Create an account or login to post comments. | Comments (0)
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4/7/2009 9:35:50 PM EST The latest update, current as of April 2009, contains updates to the following chapter: Internal Investigations, FINRA Rules for Public Offerings, Issues in Secondary Market Tradin ... Create an account or login to post comments. | Comments (0)
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