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Corporate and Securities Law Center
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Continuing Legal Education - Corporate & Securities
LexisNexis is a collection of legal specialists, journalists, product developers, market analysts, technology experts, solution nuts, Web mavens, marketing geniuses, database maniacs, and many other types of professionals. The Insider Perspective blog is the place on our Web Centers where you can read what our experts think you need to know. Please feel free to comment on what they say, ask questions, and share with colleagues.
Corporate & Securities Blog
Arnold & Porter LLP
Posted By: Arnold & Porter LLP
CFPA, AFS, FIRA: Regulatory Reform Alphabet Soup--Making Sense of the Systemic Risk and Financial Regulatory Reform Legislative Proposals from the Obama Administration and Congress
The past several weeks have seen the US Senate and House of Representatives each take the legislative proposals regarding systemic risk and financial regulatory agency reform proposed by the Administration...
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Jonathan Wilson
Posted By: Jonathan Wilson
Codexis Files for IPO
Bioproducts company Codexis yesterday filed papers with the SEC to proceed with an initial public offering of its shares.   Credit Suisse Securities and Goldman Sachs will be acting as joint...
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Robert Fusfeld
Posted By: Robert Fusfeld
Mutual Fund Frequent/Late Trader Barred, Ordered to Pay Disgorgement and Penalties Totaling $728,000
  Gregory O. Trautman , Exchange Act Rel. 61167, December 15, 2009   Time since appeal – 1 year 9 months 20 days Time since last brief – 1 year 6 months 24 days  ...
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Kevin M. LaCroix
Posted By: Kevin M. LaCroix
NERA Releases 2009 Securities Litigation Study
  On December 15, 2009, NERA Economic Consulting released its annual study of securities class action litigation trends. The study, entitled "Recent Trends in Securities Class Action...
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Frank C. Razzano & Kristin Hynd Jones
Posted By: Frank C. Razzano & Kristin Hynd Jones
Federal Honest Services Fraud Law at the Crossroads
On December 8, 2009, the U.S. Supreme Court will hear oral argument in Black v. United States and Weyhrauch v. United States , which promise to be among the most significant white collar...
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Corporate & Securities Podcasts
LexisNexis Corporate & Business Law Podcast

A roundup of "people" news about attorneys, law firms, judges, in-house counsel, industry executives, etc., in each practice area. We write up brief stories on new hires, promotions, awards, retirements, firm mergers and related topics so you know what's happening with your colleagues.
Movers and Shakers
Top Blogs have been identified by the LexisNexis Law Center staff as the most interesting, readable, and useful blogs pertaining to this practice area. Most of them are created by legal and other professionals in a wide array of disciplines and represent the cream of the crop in the legal blogosphere.
Top Blogs
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Zhenghui ''Leon'' Li and Carole Basri
Posted By: Zhenghui ''Leon'' Li and Carole Basri
Corporate Compliance Practice Guide Excerpt: Strategy for Creating an Effective Compliance Program
  The CEO/President of the corporation should provide leadership for the compliance program. This includes launching the compliance program with the message from the CEO/President. This leadership...
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Matthew Bender Editorial Staff and Experts
Posted By: Matthew Bender Editorial Staff and Experts
The Consolidated FINRA Rulebook: The Conduct Rules Excerpt - Rule 2114 Recommendations to Customers in OTC Equity Securities
  Preliminary Note: The requirements of this Rule are in addition to other existing member obligations under FINRA rules and the federal securities laws, including obligations to determine...
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Gibson Dunn Practice Guide Editors
Posted By: Gibson Dunn Practice Guide Editors
M & A Practice Guide Excerpt: Acquisition Financing
  View or Download an extended excerpt   Excerpt:   § 7.04 Terms Included in Commitment Papers   After a prospective lender has evaluated...
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Kaipo Matsumura & Gina Moon
Posted By: Kaipo Matsumura & Gina Moon
Antitrust Report Excerpt: Supreme Court Confirms Scope of Bell Atlantic Corp. v. Twombly in Ashcroft v. Iqbal
  View or Download an extended excerpt   In Bell Atlantic Corp. v. Twombly, 550 U.S. 544 (2007), the U.S. Supreme Court clarified the standard applicable to a motion...
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HB Litigation Conferences
Posted By: HB Litigation Conferences
Audiocast: David Zweighaft, CPA, CFE, director of RGL Forensics, speaks on Madoff Litigation
One of the biggest sets of questions facing Madoff victims and their attorneys is “How much have I lost?” “How much will it take to make me whole?”.  David Zweighaft , CPA,...
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Analysis of important legal issues, authored by leading practice area experts.
Insights & Analysis
Roger Witten, Kimberly Parker, Jay Holtmeier
Posted By: Roger Witten, Kimberly Parker, Jay Holtmeier
Complying with the United State Foreign Corrupt Practices Act
Steven A. Lauer
Posted By: Steven A. Lauer
Awareness Campaigns as an Element of the Compliance Program
James M. Wilson, Jr.
Posted By: James M. Wilson, Jr.
Hertz Corp. v. Melinda Friend, et al.
Maureen McGuirl
Posted By: Maureen McGuirl
McGuirl on Identifying Antitrust Risks
Mark Schreiber, Socheth Sor & Theo Godfrey
Posted By: Mark Schreiber, Socheth Sor & Theo Godfrey
Hotlines and Cross Border Issues
Donna Besteiro
Posted By: Donna Besteiro
Besteiro on Compliance Program Work Plans
Sheila Millar
Posted By: Sheila Millar
CPSIA Compliance Issues for Manufacturers and Retailers of Children’s Products
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National and international events, meetings, noted speakers, LexisNexis Teleconference Series, and LexisNexis Mealey's Conferences
Events
LexisNexis Corporate Securities & Antitrust Law Ce ABA Business Law Section: Middle Market and Small Business Winter Meeting, Indian Wells, CA, Jan 13-15
The Winter Meeting of the Committee on Middle Market and Small Business will be held from January 13 to January 15 at the Mira Monte Resort & Spa in Indian Wells, California. More information and to register
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LexisNexis Corporate Securities & Antitrust Law Ce ABA Business Law Section: Winter Meeting of the Committee on Derivatives & Futures Law, Jan. 28-30, Naples FL
The Winter 2010 meeting of the Committee on Derivatives and Futures Law will be held from January 28 to 30 at the La Playa Beach & Golf Resort in Naples, Florida. Conference topics will...
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LexisNexis Corporate Securities & Antitrust Law Ce 2010 ABA Business Law Section Spring Meeting, Apr. 22-24, Denver CO
You will have the opportunity to choose from over 50 CLE programs, numerous committee and subcommittee meetings, and exciting social events. Also, this meeting will allow you to network with lawyers...
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